Imagine you’re feeling unwell—you’d go to a doctor, right? Or if your car breaks down, you’d visit a mechanic. In the same way, when it comes to investing in securities and mutual funds, it’s wise to consult a SEBI Registered Investment Advisor ( SEBI RIA). But who exactly is a SEBI RIA, and why is it important to seek their advice? Let’s find out!
Who is a SEBI Registered Investment Advisor (RIA)?
A SEBI Registered Investment Advisor (SEBI RIA) is a professional or a firm registered with SEBI under the Investment Advisers Regulations, 2013. These advisors are authorised to provide investment advice and financial planning services to clients. The registration ensures that the advisor adheres to the stringent guidelines and maintains high standards of conduct and professionalism.
Qualifications and Registration Process
To become a SEBI Registered Investment Advisor (SEBI RIA), one must meet specific educational and experience criteria. The requirements include:
Educational Qualifications: A postgraduate degree or a professional qualification such as CFA, CA, CS, ICWA, or an equivalent.
